“一撤了之”再上市迎監(jiān)管重拳,上交所明確再I(mǎi)PO三大核查要求,券商須重點(diǎn)關(guān)注整改情況
①需說(shuō)明前次申報(bào)IPO關(guān)注的主要問(wèn)題、前次IPO申請(qǐng)被否或撤回的具體原因; ②涉及現(xiàn)場(chǎng)檢查或現(xiàn)場(chǎng)督導(dǎo)的,重點(diǎn)關(guān)注現(xiàn)場(chǎng)檢查或現(xiàn)場(chǎng)督導(dǎo)發(fā)現(xiàn)問(wèn)題的整改落實(shí)情況; ③保薦機(jī)構(gòu)質(zhì)控、內(nèi)核部門(mén)應(yīng)當(dāng)對(duì)項(xiàng)目終止后相關(guān)問(wèn)題的整改情況予以重點(diǎn)關(guān)注。
- 財(cái)聯(lián)社
- 2024-02-02